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Lecture 36: Analysis of infectious disease dynamics

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1554,100 Palabras20m readGrade 10
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NPTEL IIT Kharagpur
Hello, and welcome back. In the last  week, we started off with analysis of   nonlinear dynamical systems in higher order.   Now, we saw the underlying mathematical  formulation and also took up very interesting   case of diabetic operation, diabetic transient  operation of a CSTR.
As I have mentioned before,   we will take up more physical examples. And  in this week, we will take two more examples.   Today, we will start with an interesting case  of analysis of infectious disease dynamics.
So,   since the beginning of 2020, the world has been  experiencing the pandemic caused by COVID-19.   Not only has the disease devastated the  entire world, but it has also invoked certain   interesting discussions among the community,  both scientific as well as people at large.   that how to make predictions about the evolution  of infectious disease.
Or when can we say that   it would result into an epidemic, or in today’s  case, as the conditions prevail in the world,   whether it would result in a pandemic or not. There has also been a lot of discussion   on the mathematical models which predict such a  phenomenon and whether or not these models are   applicable, whether or not this model would be  successful and why under certain cases they are   not proving to be correct in making predictions  and so on. So, today, what we will do is we will   try to understand some basics of  the mathematical methods, which go   for modeling the dynamics of infectious diseases.
In fact, we can understand that there are a lot of   agencies worldwide as well as in India, which  maintaining the data of the people which are   getting infected, which are getting recovered,  which unfortunately succumbing to death and so   on. So, we understand that the population under  a certain category. For example, the population   of the recovered persons is changing with time.
The population of infected ones is changing with   time, the population of confirmed cases  is changing with time. So, therefore,   one can understand that we are actually dealing  with a dynamical system, where certain category of   population is changing with time the number is  changing with time and therefore, it makes the   system a dynamical system and therefore, one may  expect that we can analyze the dynamical behavior   of the system. And that would,   in principle put us in a position to predict the  future cause of the pandemic.
So, in principle,   we must be in a position to tell whether,  in future the pandemic would prevail or not,   when it is going to die out and  similar questions may be answered. So,   let us look into the first and the simplest model  and the model assumptions here in front of us.   So, we have the model assumptions that,  this particular model is the famous   SIR model.
It was put forward by Kermack  and Mckendrick as early as in 1927. So, it   is nearly, it is around 95 years that  this particular model has been around.   And since this was the first model that attempted  to describe the dynamics of infectious diseases,   obviously, this was a simple model,  and very elementary in fact.  
But even with such an elementary model,  we can actually describe the dynamics of   infectious diseases very well as long as the  underlying assumptions which were made during the   development of the model hold true. So, let us see  what all are the assumptions. The first assumption   is that the total population is constant.
So, this means that you are not considering the   cases where there is an exchange of population,  which means there is an out flux of the population   from the region or there is a continuous influx of  the population from the region. So, you consider   a fixed, a constant number of members in  the community. Let us say that number is N.  
And throughout your dynamics, that total N does  not change. There would be compartmentalization   within this number N. So, these  days you can see confirmed cases,   infected cases, deaths and so on.
So, these  are the smaller compartments within this   larger population and it has been assumed  that the total number N remains constant.   Then the population is divided into three  compartments as I said that you would be   dividing the entire population N into three  compart, into various compartments in SIR model,   there are three compartments. What is  the first compartment?
Susceptibles,   denoted by S. So, all of those members of this  population which can potentially catch the disease   are referred to as susceptibles. So, since this is an infectious disease,   we are considering a disease which is infectious  which means, which would spread from one member   to the other member.
If you introduce  some members which are already infected   in the population, then the members which are  susceptible to catch this disease would be   referred to as S, which means susceptibles. The second compartment is infectives, I,   mind that these are infectives not infected.  Infected means the ones which have contracted   the infection.
Infectives means that not only  these members have contracted the infection,   they are now the members which can spread  infection to others. So, infective means   that they have infection and then they can spread  infection to other members of the population.   We will denote them by I.
And  thirdly, the removed class. Often this   letter R is confused with recovered. In the  Model SIR, R is not recovered, but removed class.  
What is the meaning of removed? Well,  recovered is a subset of this removed class.   So, a susceptible population  will contract the disease to   come to the compartment I, which  means, which are infective.  
The infective ones would spread the infection  potentially and perhaps a part of those   incentives may get recovered. So, those that  subset of the population I which has been   recovered from the population would become,  would act as R but we are referring R as removed   and recovery is only one of the mechanisms of  removing the population from consideration.   Well, the population which undergo death is  the population which is no more susceptible,   obviously, and they can also not spread further  infection.
So, they are not infective. So,   that population has been removed from  consideration and therefore, one of   the mechanisms apart from recovery is death, for  example. So, all of the mechanisms following which   the population is no more susceptible and it is  no more infective will be referred to as removed.  
So, those who have either had disease or  recovered, so, one of the assumptions is   that once you have contracted the disease and  you have recovered from it, you would no more   contract the disease again. So, recovered and  further stages are the ones which are considered   as removed. Immune, so, a particular group may  have a higher level of immunity or certain other   conditions which would render them immune.
They may be vaccinated. So, again,   that particular class may be considered as  removed and are isolated until recovered. So,   we are not going into the details of the steps  which have been undertaken to make this population   insusceptible to further contraction of the  disease.
We are have lumped all of these cases   into one category, which is called R. Now, the next assumption is that recovery   confers immunity to the individual.  In case of a COVID-19 for example,   you must have heard that once the person recovers,  at least for some period of time after recovery,   he is no more susceptible to contracting  the infection again.
So, once you recover,   you have no path from going from R to S again. So, susceptibles become infected, infected   become removed from the population altogether. The  removed population can no more become susceptible   again.
Well, in certain diseases it  is possible, in certain diseases,   this does not hold true. So, for diseases for  which this particular statement holds true,   that recovery confirms in confers immunity to  the individual, our analysis will hold true.   Then, the incubation period is zero.
What  is the meaning of the statement that the   incubation period is zero? This simply means that  there is no period between catching the infection   and becoming an infective. Which means that as  soon as an individual, a susceptible individual   catches infection, he becomes infected.
So,  there is no period during which there is a   doubt whether the person is infective or not, that  incubation period has been considered to be zero.   Finally, the population is well mixed.   For COVID-19 for example, makes sense  that the population is well mixed means   that there is an equal probability of every  individual to be coming into the contact of   the other individuals in the population  thereby spreading the disease via infection.  
So, the population is well mixed. Again, in case  of COVID-19, this assumption holds true. There is   no reason for not making this assumption.
For certain diseases for example,   sexually transmitted diseases, this assumption may  not hold true that every single individual has the   equal probability of spreading infection  to every other individual in the species,   in that particular population. So, for diseases  like influenza or COVID-19, this particular   assumption that the population is well mixed holds  true. Now, when we have these assumptions, what   mathematical statements can be made?
Let us see  if we can make some mathematical statements.   So, the assumptions are now, now, the analysis  becomes a little more mathematical that the gain   in the infective class I, the  gain in the infective class   is at a rate proportional to the number  of infective as well as susceptibles.   Let us see if it makes sense.
So, if there are  more number of susceptibles, there is a higher   probability that you would get infected or the  entry to the infective class would be higher,   if there are more number of susceptibles. So, therefore, the gain in infective class is at a   rate proportional to the number of N susceptible,  now what about the number of infectives, if there   are more number of infected persons, they would  spread more disease, and therefore, the rate of   change of infectives would depend upon the number  of infectives itself. So, the gain in infective   class is at a rate which is proportional to the  number of infectives and susceptibles both.  
Which means, we will have dI by d t which  will be equal to r S I , where r is a constant   in fact, it is a positive constant.  So, I can write here dI by d t   is equal to r S I, where r is a positive  constant. Now, this is the rate at which   the population would enter the compartment of  I, larger number of infectives will result in   more number of people coming in the compartment  of I, larger number of susceptibles will   result in more number of people coming to I.
Now, as more number of infectives are present,   since infectives will subsequently result  into the removed ones, by recovery,   by death or by any other mechanism, now, you  can say that the out flux from the compartment   I would be directly proportional to the number  of members in I itself. So, the rate of removal   of infectives to the removed class, I to R,  would be proportional to the number of infectives   and now, the constant associated constant is a.  So, therefore, I can write this as minus a I.  
So, now I have an equation which is given  as dI by d t is equal to r S I minus aI   but then if I look into the three compartments,   I have a compartment S, I have a  compartment I and I have a compartment R,   how can I represent various flows which means  the movement or transfer of population from one   compartment to the other compartment  if I have these three compartments?   I know that susceptibles are the ones which  would become infected. So, therefore S   will have an arrow directed towards I.
Now,  invectives would ultimately get recovered   or removed. So, therefore, I can draw an  arrow which is like this. Can I have any   more arrow?
For example, can I have R going to  S. No. Following our previous assumption that   infection confers immunity, the recovered  ones cannot go to the susceptible class.
So,   therefore, my flow for this particular system  can be written as S going to I going to R.   This is the trend for my flow of  population among different compartments.   Now, in my case, the number of susceptibles is  changing with time, the number of infectives   is changing with time, so is the number of  removed but I have only one equation here,   which is d I by d t is equal to r S I minus a I. 
I should be in principle in a position to write   the corresponding dynamical equations for S and R  as well. Let us see what those equations are.   So, if I have   the equation for I given as d I by d  t which is equal to r S I minus a I,   equation number 2 on the left hand side, then if I  know that my flow is S going to I going to R then   it is not very difficult to see that for I, I  have two fluxes.
So, far I, I have an influx   which is coming from S and I have  an outflux which is going to R.   What is the relative contribution? This   contribution is a I and this contribution is r S  I.
a I would be negative because I is going to R   and r S I would be positive, because S is going to  I. So, if these are the only flows in the system,   then it is not very difficult to see that  I can write d S by d t is equal to what,   S is going to I, so, this quantity  which is positive for the arrow   going from S to I would become negative  for S, so it would become minus r S I .   I am simply following the arrows  and writing the equations.
Then,   similarly, I can write d R by d t is equal  to now for the arrow from I to R for I, I had   minus a I and that exact same population would  enter the compartment R. So, therefore, for R   I will have a I plus. And therefore,  I have three dynamical equations here.  
Since I have three dynamical equations, I should  have corresponding initial conditions as well.   So, how does typically physically this whole  constitution of epidemic or pandemic work?   You have a population and in that population  you introduce some infected members.  
So, in the current situation what happened in the  world, the infection is set to have started from   Wuhan and then people started flying from  Wuhan to different parts of the world.   So, therefore, you started introducing infected  members in different parts, geographical locations   of the world. Now, those members, which have been  infected, which were introduced to the population,   if you have paid attention are called patient  zeros.
So, the first patient which would get   infected would be called Patient one, because that  will be the first person who is getting infected.   So, that is the secondary infection which  is resulting into basically the spread of   infection. Otherwise, the person which originally   had the infection and which was introduced  to the population is called patient zero.  
So, now, there is no reason for having exactly  one person to be introduced in the population.   So, if initial number of members which  had infection, which are introduced to the   population is I0. So, at time t is equal to 0,  I will have I 0, the initial number of members,   which had infection, which were introduced to  the population.
At the moment you introduce   the infected members to the population,  the rest of the population becomes   susceptible, assuming well mixed population.   Now, you can remove you may not consider some of  the populations members of the population based   upon other criteria. Otherwise, the rest of the  population is now susceptible.
So, therefore, S   at t is equal to 0 will become S0, some  natural number, I also, some natural number.   Now, at the beginning of the pandemic or the  epidemic of the spread of infection, you do not   have anyone who is recovered or removed or died  or had any kind of other mechanism for removal.   So, therefore, you say that R at t is equal  to 0, fair assumption is 0.
You start with   0 and there is no one which is removed, because  you are beginning the spread of the infection.   So, therefore, we introduce R 0,  number of members which are infected   and the susceptible population at  the beginning is zero. Finally,   we are looking at how the population  growth in various compartments   takes place.
Therefore, I have r which is greater  than 0 and I have a which is greater than 0.   I have r which is greater than 0 and I have 1  which is greater than 0. r is called the infection   rate, the rate at which infection spreads because  that would be the rate you see here in this box.  
This would be this would be, this would correspond  to the rate at which S goes to I. And removal   rate, the infective are going to be removed so,  this would correspond to the location here.   So, if this be the case what can be done?
Now, if  I have these three equations in front of me, what   can be done is that I can ask several questions.  So, the first question can be that given   r, a, S 0, the removal rate, the infection rate  and the initial number of susceptible population,   members of the population and you introduced  some number of incentives in the infected members   in the population, whether the  infection would spread or not?   What is the guarantee that there would be an  epidemic?
What is the guarantee that the infection   would spread? We need to know this. Then, if the  infection does spread, what will be the dynamics?  
Would it spread fast? Would it spread  slowly? How would it happen?
Third,   well, if it does spread, when  would it start to decline?   And finally, when can you declare that yes, we  are having a epidemic or in today’s situation,   we are going to have a pandemic, when do you  declare that the situation is really terrible,   that we need to be vigilant and we need to  watch our own behavior so that the pandemic   does not spread and result into a disaster. All of these questions would be answered   potentially by analyzing the dynamical behavior  of our system.
So, let us see, we can always solve   the, try to solve the equation, well, I cannot  comment whether we can always solve the equation,   but we can try to solve the equation but can we  have some at least qualitative idea about these,   the system which we are currently considering. So, we have three equations, we have dS by dt   is equal to minus r S I , I have the dI by dt  which is equal to r S I minus a I and I have   dR by dt is equal to aI. So, equation  1, equation 2 and equation 3.
So, now,   before I try to answer any of the  questions, my first question would be   is this a dynamical system? The answer is yes, I have three   first order ODEs in time, which describes  the evolution of my system. So, therefore,   in fact, I am dealing with a dynamical system. 
And what is the dynamical variable? So, my   dynamical variable is S, I, R transpose,  what is the order of my system,   again not very difficult to see the order of  the system is 3. I have higher order system.  
Linear or nonlinear? This is a  nonlinear system I am leaving this   as an exercise for you to assure yourself that  we are in fact dealing with a nonlinear system,   not very difficult to see from here, anyway.  And finally, this is also what you can   assess, that this is   an autonomous system.
Since, this is a nonlinear system, we might   have difficulty actually solving this explicitly.  We would in fact try to do that but let us first   see if we can have some qualitative idea. So,  I have d S by d t is equal to minus r S I.  
And therefore, I can write d S by d t at t  is equal to 0 is equal to minus r S 0 I 0.   What would this give me? This would give me  an idea whether the number of susceptibles   in my system at least during the early stages of  the pandemic would increase or decrease with time.  
So, this is S, this is t and I  know that r is greater than 0,   S 0 is a population greater than 0, I 0  population greater than 0 which means dS by dt, at   t is equal to 0 is always less than 0. Which means that my gradient during the initial   stages of the pandemic or epidemic would be  negative, number of susceptibles would come down.   But if I see dS by dt at any point of time, then  what I see is R is a constant always positive,   S is a population of susceptibles always positive,  I is population of infective, always positive.  
So, therefore, my slope irrespective of time  is always going to be negative. So, therefore,   this is going to continue, S the population  of S will always decrease with time.   Can I say the same thing about I?
So,  I have d I by d t at is equal to 0   is equal to what? r S 0 I 0 minus a  I 0 from where I can write this as r   S 0 minus a multiplied by I 0. Now, the product has to be   either positive, greater than 0 or less  than 0, I cannot say anything about them   at this point of time.
I know that I  0 is always positive. So, therefore,   if r S 0 minus a is greater than 0, my dI by  dt at t is equal to 0 would be greater than   0. And what is the meaning of this?
The meaning of this is that   if the condition R multiplied by S 0 minus a is  greater than 0, is satisfied during the initial   stages of your pandemic, then you would expect  an increase in the infected persons or infectives   in the population with time. The infectives will  not die down, they will increase with time.   And can I quantify this further, so, I can write  this as S, r S 0 minus a must be greater than a,   or in other words r S 0 divided by a must  be greater than 1.
So, I have a number r   S 0 by a and if this number is greater than 1,  then you can say right at the beginning of the   pandemic itself if you know S 0, if you know I,  if you know a that pandemic is going to happen.   And what is the name that we have given to this  quantity r S 0 minus a, if you have been following   news, I am sure, it is not very difficult to  for you to recall that this number is called   reproduction number R0. All of these days you  must be coming across this term R 0, reproduction   number and it is nothing but r S 0 upon a.
It is a number of secondary infections   induced by one primary infection in this wholly  susceptible population, which means during the   beginning of your pandemic or epidemic,  if this quantity R0 is greater than 1,   then every individual which is infected  is infecting more than one individual in   the population and therefore, there would be an,  there would be a growth in the infection, and this   is the popular R0 factor, which we have seen. Similarly, at any point of time t, you may define   R t, which would be r S at any point of  time t multiplied by a. So, we have in fact,   just after having a look into the equation, come  up with the popular R0 parameter, which will tell   us, which will give us an idea of whether the  infections would spread or not.
We will look   into more details of this particular system in  the lecture to follow. Till then, goodbye.
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